Sarbanes-Oxley (SOX) Testing

This course focuses on the validation of operation, which is executed through a test of control within Sarbanes-Oxley.

Created by: Illumeo Learning
Condensed and Efficient Courses for Busy Professionals

Created by: Lynn Fountain (Illumeo)

What Will I Learn?

• Identify methods to ensure the proper controls are selected for testing.
• Identify the variance between key controls and secondary controls.
• Understand and execute testing procedures for design and operating effectiveness of controls.
• Evaluate methods for executing testing such as: inquiry, observation, reperformance, walkthroughs, and data mining.
• Explore the nature of timing for your test of controls.

Requirements

• No advanced preparation or prerequisites are needed for this course, but completion of the instructor's previous webinars on Sarbanes-Oxley (SOX) may be helpful.

Target audience

• Anyone interested in finance, accounting, risk management or related fields.