Sarbanes-Oxley (SOX) General and Applications Controls

SOX, Sarbanes-Oxley, SOX Compliance, SOX Audit, SOX Controls, Internal Controls, Sarbanes-Oxley Act

Created by: Sali̇h Ahmed Islam CIA MBA GRCP
Internal Audit Professional

What Will I Learn?

• Master the fundamentals of SOX: Gain a solid understanding of the Sarbanes-Oxley Act, its history, purpose, and key provisions.
• Deep dive into Application Controls: Learn how application controls ensure data accuracy, completeness, and validity within specific software applications.
• SOX Compliance Strategies: Master techniques for implementing, testing, and monitoring controls.
• Audit Response: Develop and implement remediation plans to address control deficiencies.

Requirements

• No prior SOX knowledge needed: This course is designed for beginners and those new to SOX.
• Basic IT and business understanding: Familiarity with IT systems and business processes is helpful.
• Desire to learn about SOX: A willingness to learn and apply SOX compliance principles is key.

Target audience

• Auditors: Internal and external auditors involved in planning, conducting, and reporting on SOX audits.
• Accountants and Finance Professionals: Individuals working in accounting and finance departments who need to understand SOX compliance requirements related to financial reporting.
• Compliance Officers: Professionals responsible for overseeing SOX compliance programs within their organizations.
• Business Analysts and Consultants: Individuals who need to understand SOX controls in order to analyze business processes and provide consulting services.
• Anyone seeking SOX knowledge: Individuals interested in learning about SOX compliance, even if they don't have prior experience in the field.