NISM Series IIIA Securities Intermediaries Compliance Exam

NISM-Series-III-A: Securities Intermediaries Compliance (Non-Fund) Exam Preparation Online Mock Test with 1400 Question

Created by: P Anshu
Banking Financial Services & Insurance (BFSI) Domain Trainer

What Will I Learn?

• 1400+ Question Bank covering All Test Objectives & Learning Outcomes outlined by NISM
• Start With Chapter No- Each Question statrs with chap number to help learners instant recognition of the specific law, to strengthen in retention of memory
• Knowledge Area- At end of each test, knowledge area wise scores card will help learners in assessing weak area and re prepare
• Explanations: Each question comes with correct answer and explanation why the answer is correct will help learners in remembering the concept

Requirements

• NISM-Series-III-A: Securities Intermediaries Compliance (Non-Fund) Exam

Target audience

• Persons engaged in compliance function with any intermediary registered with SEBI as Stock Brokers, Depository Participants, Merchant Bankers, Underwriters, Bankers to the Issue, Debenture Trustees and Credit Rating Agencies.
• Compliance Professionals of Stock Brokers
• Compliance Professionals of Depository Participants
• Compliance Professionals of Merchant Bankers & Underwriters
• Compliance Professionals of Bankers to the Issue
• Compliance Professionals of Debenture Trustees
• Compliance Professionals of Credit Rating Agencies
• LAW Students
• Company Secretary
• Law officers of Firms
• Compliance Officers
• Students of ICSI pursuing CS
• Stock Market Professionals
• Mutual Fund Professionals