Build Powerful Compliance Programs & Prevent Corporate Fraud

Learn everything you need to know to build an effective and powerful compliance culture and prevent corporate fraud.

Created by: The Elite Compliance Group
Compliance Specialist - Financial Sector

What Will I Learn?

• Obtain a Certificate of Completion issued by The Elite Compliance Group
• Build a Powerful Compliance Program
• Integrate Compliance Throughout the Company
• The Compliance Officer: Independence, Empowerment, and Resources
• The Code of Conduct: Policies, Procedures, and Standards + Template
• Compliance and Branding
• Monitoring and Reporting Line
• Fraudsters' Motivations
• The Elements of Fraud, The Triangle of Fraud and The Triangle of Fraud Action
• The Accidental vs. The Predator Fraudster: Demographics, Motivation, Behavioral Characteristics of
• Internal Controls and Segregation of Duties
• Data and Technology
• Money Laundering Basics, Stages and Commons Schemes
• Whistleblowing and Real Life Examples
• Fraud Policy Must Haves

Requirements

• Previous knowledge can help completing the course more quickly, although it is not necessary.

Target audience

• Compliance Officer
• Junior Compliance Officer
• Senior Compliance Officer
• Compliance Manager
• Internal Auditor
• External Auditor
• Forensic Accountant
• Fraud Investigator
• Compliance Analyst
• Internal Control
• Corporate Governance
• Anti Money Laundering
• Corporate Fraud
• Money Laundering Reporting Officer (MLRO)